Regulatory Change Management and Insights

RIG assists financial institutions in establishing clear ownership and accountability for regulatory changes through a robust regulatory strategy. This includes creating escalation protocols for addressing emerging risks while aligning oversight committees, policies, procedures, and reporting structures with enterprise risk management and board governance to enhance regulatory intelligence.

We collaborate with financial institutions to proactively gather regulatory intelligence on domestic and global regulators and legislative bodies, monitoring and addressing regulatory, legislative, and supervisory developments. By anticipating regulatory changes across banking, capital markets, wealth management, and insurance, we help firms develop an effective regulatory strategy. This enables them to engage early and manage risk effectively as rules are proposed or finalized.

Utilizing data-driven and context-rich analysis, we identify and assess the regulatory, financial, operational, and reputational impacts stemming from regulatory surveillance. By employing effective regulatory intelligence, we prioritize regulatory, legislative, and enforcement actions along with best practices based on risk exposure. This approach enhances our regulatory strategy and optimizes resource allocation to effectively align with supervisory expectations and strengthen our risk management.

RIG provides regulatory intelligence services and consulting to financial institutions, assisting them in managing the end-to-end lifecycle of implementing regulatory changes and requirements. Our expertise spans from developing regulatory strategy and target operating models to rule interpretation, control updates, and policy and procedure changes. We also focus on training, communications, and assurance to enhance risk management, ensuring traceability and timely compliance.

Whether a financial institution leverages automation, AI, and workflow platforms utilizing a RegTech or GRC platform, our goal is to enhance regulatory intelligence while streamlining regulatory monitoring, mapping, and reporting. This approach not only supports a robust regulatory strategy but also improves data accuracy, auditability, and the speed of regulatory implementation, all of which are crucial for effective risk management.

RIG provides forward-looking insights that contextualize regulatory intelligence, legislative, and policy trends. It translates complex developments into actionable guidance for leadership, risk management, and compliance teams, enhancing their regulatory strategy.